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Vincent Michael Tagliaferri

Mml Investors Services, LLC

Fairfield, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Fairfield NJ 01/2015 03/2017
Mml Investors Services, Llc Fairfield NJ 03/2017 Present
Massmutual Life Insurance Co Fairfield NJ 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Fairfield, NJ
  • 03/2017 → Present
    Mml Investors Services, Llc
    Fairfield, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Fairfield, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Fairfield, NJ
    Wall Township, NJ
  • 2002-06-21 → 2015-01-02
    New England Securities
    Fairfield, NJ
    Fairfield, NJ
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 9/2000

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-05-21

View on SEC IAPD

Other Firms

BROOKSTONE WEALTH ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRITY ALLIANCE, LLC.
LPL ENTERPRISE, LLC
KEY CLIENT FIDUCIARY ADVISORS, LLC
NATIONS FINANCIAL GROUP, INC.
ALLSTATE FINANCIAL ADVISORS, LLC
PODELL FINANCIAL GROUP LLC

Other Investors

FRANK WILHELM KAPITZA
RICHARD BLANEY
STEPHEN PAUL GUNBY
DIANA M LONGO
SASA PALAVESTRA
HENRY ANTHONY DIIORIO
JOEL DAVID ORRIS
Christian Raymond Garces

Other Offices

BROOKSTONE WEALTH ADVISORS, LLC · Fairfield, NJ
CETERA INVESTMENT ADVISERS LLC · FAIRFIELD, NJ
INTEGRITY ALLIANCE, LLC. · Fairfield, NJ
LPL ENTERPRISE, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
NATIONS FINANCIAL GROUP, INC. · Fairfield, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Fairfield, NJ

More in Fairfield, NJ

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