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Jonathan J Bartlett

Ameriprise Financial Services, LLC

Boca Raton, FL

Jersey City, NJ

Warwick, RI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-05
NJ RA APPROVED 2025-04-03
RI RA APPROVED 2025-04-03
  • FL RA
    APPROVED
    Since 2025-05-05
  • NJ RA
    APPROVED
    Since 2025-04-03
  • RI RA
    APPROVED
    Since 2025-04-03

Branch Locations

1515 S Federal Hwy Ste 152, Boca Raton, FL 33432 • United States

Jersey City, NJ • United States

51 Jefferson Blvd Ste 2, Warwick, RI 02888 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rdm Investment Services, Inc. Westport CT 09/2003 05/2017
Retirement Design & Management, Inc. Westport CT 09/2003 05/2017
Hightower Securities, Llc Westport CT 05/2017 05/2023
Ameriprise Financial Services, Llc Cumberland RI 04/2024 Present
Unemployed Jersey City NJ 05/2023 04/2024
  • 09/2003 → 05/2017
    Rdm Investment Services, Inc.
    Westport, CT
  • 09/2003 → 05/2017
    Retirement Design & Management, Inc.
    Westport, CT
  • 05/2017 → 05/2023
    Hightower Securities, Llc
    Westport, CT
  • 04/2024 → Present
    Ameriprise Financial Services, Llc
    Cumberland, RI
  • 05/2023 → 04/2024
    Unemployed
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 1998-07-09
  • S65 Uniform Investment Adviser Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-09
Other Names
  • Jonathan James Bartlett

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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