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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2019-11-27 |
Branch Locations
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
Jersey City, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | 11/2019 |
| Bank Of America,N.A. | New York | NY | 06/2011 | 11/2019 |
| Ameriprise Financial Services, Inc. | New York | NY | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 136 Mercer St., , Jersey City, NJ, 7302; Not Investment-Related; 11/12/2003.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-14 |
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