John Robert Gunther

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 10/2016
  Citigroup Global Markets Inc.
  Short Hills, NJ
• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  Paramus, NJ
• 01/2015 → 10/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2016 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2009-06-01 → 2016-10-13
  Morgan Stanley
  Paramus, NJ
  Paramus, NJ
• 2007-11-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Paramus, NJ
  Short Hills, NJ
• 2002-04-10 → 2002-12-10
  Citicorp Investment Services
  New York, NY

Other Businesses

I*108206 For profit or not for profit: For-Profit Organization Name of outside business organization: East Scott Street LLC Investment related: N Address of business: Glen Rock, New Jersey 7452 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 8/31/2017 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The request is to maintain a single purpose LLC which is being used to make the investment into Rosemont Gardens Residential Apartments (approved by AIM as Private Investment on 8/2/2017).

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-27
• S63 Uniform Securities Agent State Law Examination
  1997-08-19

Other Names

• John R Gunther