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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-03 |
| TX | RA | APPROVED_RES | 2021-06-10 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 05/2016 | 03/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2016 | 03/2020 |
| Oppenheimer & Co. Inc. | Boston | MA | 07/2020 | 02/2021 |
| Unemployed | Boston | MA | 03/2020 | 07/2020 |
| Oppenheimer & Co. Inc. | New York | NY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
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