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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| NV | RA | APP_PEND_IARCE | 2026-01-01 |
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| AK | RA | APPROVED | 2025-10-27 |
| WY | RA | APPROVED | 2025-10-24 |
| KS | RA | APPROVED | 2025-10-21 |
| UT | RA | APPROVED | 2016-01-14 |
| TX | RA | APPROVED_RES | 2015-11-18 |
Branch Locations
10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Henderson | NV | 11/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Independent Insurance Brokering; Penn Mutual; 12/30/2015; . Business Ownership; RJK Asset Management, Inc.; owner; entity established prior to Ameriprise Financial - not currently using this DBA but have kept active; 10501 W. Gowan #260 Las Vegas, NV 89129, ,; Not Investment-Related; 10/10/1996; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-11 |
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