Best Investors Account Sign in

Julie Nicole Rodgers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Fenton , MO

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-05
MO RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-05
  • MO RA
    APPROVED
    Since 2009-10-23

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Fenton , MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Festus MO 10/2009 Present
Bank Of America, N.A. Clayton MO 06/2011 Present
Previous Registrations
  • 2004-10-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Festus, MO
    Festus, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-13
S63 Uniform Securities Agent State Law Examination 2001-01-31
  • S66 Uniform Combined State Law Examination
    2004-10-13
  • S63 Uniform Securities Agent State Law Examination
    2001-01-31
Other Names
  • Julie Mosblech

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC
PARKSIDE ADVISORS LLC
LPL ENTERPRISE, LLC
SIXTHIRTY VENTURES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
FOCUS PARTNERS WEALTH, LLC
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA
MARGARET MARY FRIEDHOFF
Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor