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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Garden City NY 10/2014 Present
Mml Investors Services Garden City NY 02/2015 Present
  • 10/2014 → Present
    Mass Mutual Life Insurance Company
    Garden City, NY
  • 02/2015 → Present
    Mml Investors Services
    Garden City, NY
Other Businesses

NAME: JOHN MANNING INV REL: Y ADD: 13 DAMSON ST, GARDEN CITY NY NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 01/01/2014 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-04
  • S63 Uniform Securities Agent State Law Examination
    2012-12-04
Other Names
  • John Manning
  • John A Manning

View on SEC IAPD

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