Best Investors Account Sign in

Kathryn Anne Sunico

Wells Fargo Advisors Financial Network, LLC

El Segundo, CA

Reno, NV

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-12
  • CA RA
    APPROVED
    Since 2023-05-12

Branch Locations

2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Segundo CA 04/2009 06/2017
Bank Of America, N.A. El Segundo CA 01/2015 06/2017
Wells Fargo Clearing Services, Llc El Segundo CA 06/2017 05/2023
Wells Fargo Advisors Financial Network, Llc Long Beach CA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-27
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S66 Uniform Combined State Law Examination
    2015-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30
Other Names
  • Kathryn Anne Moy

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
EDWARD JONES
CHARGER INVESTMENT PARTNERS LP

Other Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA

More in El Segundo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor