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Stephanie Marie Lippitt

Morgan Stanley

San Rafael, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-13
TX RA APPROVED 2017-02-10
  • CA RA
    APPROVED
    Since 2017-02-13
  • TX RA
    APPROVED
    Since 2017-02-10

Branch Locations

1101 5Th Avenue Suite 275, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Rafael CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Rafael CA 11/2016 02/2017
Morgan Stanley San Rafael CA 02/2017 Present
Previous Registrations
  • 2008-02-04 → 2017-02-13
    Wells Fargo Clearing Services, Llc
    Corte Madera, CA
    San Rafael, CA
  • 2007-04-02 → 2008-02-08
    Morgan Stanley & Co. Llc
    San Rafael, CA
  • 2004-07-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Rafael, CA
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-25
  • S66 Uniform Combined State Law Examination
    2004-06-25
Other Names
  • Steph Moore
  • Stephanie Marie Moore

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
HCM WEALTH
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. · SAN RAFAEL, CA

More in San Rafael, CA

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