Stephanie Marie Lippitt

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Rafael, CA
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  San Rafael, CA
• 02/2017 → Present
  Morgan Stanley
  San Rafael, CA

Previous Registrations

• 2008-02-04 → 2017-02-13
  Wells Fargo Clearing Services, Llc
  Corte Madera, CA
  San Rafael, CA
• 2007-04-02 → 2008-02-08
  Morgan Stanley & Co. Llc
  San Rafael, CA
• 2004-07-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Rafael, CA
  San Rafael, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-06-25

Other Names

• Steph Moore
• Stephanie Marie Moore