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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-04-05 |
| TX | RA | APPROVED | 2017-04-05 |
Branch Locations
8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States
10 S Dearborn St, Floor 34, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 01/2015 | Present |
| Audiobook Creation Exchange (Amazon) | Chicago | IL | 05/2018 | Present |
Entity Name: Audiobook Creation Exchange, (Owned by Amazon) Investment related: No "Address: Chicago, IL. WWW.ACX.COM" Nature of the other business: Ad Hoc work in Audiobook Narration Position/Title/Relationship: Narrator Start Date: 09-May-2018 Approximate # of hours a month: 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is work through a website that matches rights holders to written works with audio narrators. I would be working as a narrator of fiction and non-fiction books.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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