Patrick Michael Van Roten

Employer firm

Platform Technology Partners CRD 305602

$1.23B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 11/2019
  Morgan Stanley Smith Barney
  Garden City, NY
• 01/2015 → 11/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2019 → Present
  Platform Technology Partners
  Woodbury, NY
• 11/2019 → Present
  Spire Securities, Llc
  Woodbury, NY

Previous Registrations

• 2010-03-26 → 2014-12-31
  Morgan Stanley
  Garden City, NY
• 2005-06-30 → 2010-03-19
  Ubs Financial Services Inc.
  Garden City, NY
  Mitchell Field, NY

Other Businesses

1. IAR of Northeast Private Wealth Management, SEC RIA in NY. Effective 11/2019, Investment Advisory services for Fee. 2. Fixed insurance sales through Spire Insurance (affiliate) as of 11/2019. Commission based. time devoted as needed. 3. 63 Forest Avenue Holding Company LLC; Owner; 08/30/2024; manage real estate property; rental income. 4. Overlap Holdings Fund I. Investor, no clients are involved. Limited Partner, Effective date 9/11/2025. Investment related. 5. Northeast SPV Fund I. Manage the SPV for our clients. General Partner and Limited Partner, Effective date 12/31/2021. Investment related. 6. Northeast SPV Fund II. Manage the fund for our clients. General Partner and Limited Partner, Effective date 10/2/2021. Investment related. 7. NE PTP Fund IV and IV 3(c)1. Manage the fund for our clients. General Partner and Limited Partner, Effective date 4/25/2024. Investment related. 8. Northeast Real Estate Opp Fund. Manage the fund for our clients. General Partner and Limited Partner, Effective date 7/23/2025. Investment related. 9. Northeast- Patchogue LP. Manage the fund for our clients. General Partner, Effective date 7/20/2025. Investment related. 10. Northeast BDC. Manage LP's investment in the fund. General Partner, Effective date 9/3/2025. Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-20
• S63 Uniform Securities Agent State Law Examination
  1997-10-23

Other Names

• Patrick Michael Vanroten