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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-06 |
| VA | RA | APPROVED | 2020-01-21 |
| NC | RA | APPROVED | 2020-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Wilkesboro | NC | 05/2013 | 01/2017 |
| Lpl Financial Llc | Boone | NC | 01/2017 | 12/2019 |
| Raymond James Financial Services, Inc. | Boone | NC | 01/2020 | Present |
| Banner Elk Car Wash | Banner Elk | NC | 02/2018 | Present |
| First Community Bank | Boone | NC | 03/2020 | Present |
(1)Name of Business: Knights of Columbus - Boone Council Address: 259 Pilgrims Way, Boone, NC, 28607, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 07/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain checking account and report on monthly. (2)Name of Business: MPGJ II LLC dba Banner Elk Car Wash Address: 1944 Tynecastle Hwy, Banner Elk, NC, 28604, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 03/08/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage a small car wash. Family owned. (3) Name of Business: FIRST COMMUNITY WEALTH MANAGEMENT Address: 1013 Highway 105, Boone, NC, 28607, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-10 |
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