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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-06
VA RA APPROVED 2020-01-21
NC RA APPROVED 2020-01-10
  • TX RA
    APPROVED
    Since 2024-08-06
  • VA RA
    APPROVED
    Since 2020-01-21
  • NC RA
    APPROVED
    Since 2020-01-10

Branch Locations

1013 Highway 105, Boone, NC 28607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Wilkesboro NC 05/2013 01/2017
Lpl Financial Llc Boone NC 01/2017 12/2019
Raymond James Financial Services, Inc. Boone NC 01/2020 Present
Banner Elk Car Wash Banner Elk NC 02/2018 Present
First Community Bank Boone NC 03/2020 Present
  • 05/2013 → 01/2017
    Wilkesboro, NC
  • 01/2017 → 12/2019
    Boone, NC
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    Boone, NC
  • 02/2018 → Present
    Banner Elk Car Wash
    Banner Elk, NC
  • 03/2020 → Present
    First Community Bank
    Boone, NC
Previous Registrations
Other Businesses

(1)Name of Business: Knights of Columbus - Boone Council Address: 259 Pilgrims Way, Boone, NC, 28607, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 07/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain checking account and report on monthly. (2)Name of Business: MPGJ II LLC dba Banner Elk Car Wash Address: 1944 Tynecastle Hwy, Banner Elk, NC, 28604, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 03/08/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage a small car wash. Family owned. (3) Name of Business: FIRST COMMUNITY WEALTH MANAGEMENT Address: 1013 Highway 105, Boone, NC, 28607, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1999-08-10
  • S66 Uniform Combined State Law Examination
    2010-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1999-08-10
Designations
Other Names
  • Matt William Bagley

View on SEC IAPD

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