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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
2315 Waters Drive, Mendota Heights, MN 55120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 09/2012 | Present |
| Pratt Kutzke And Associates Llp | Mendota Heights | MN | 09/2012 | Present |
1. Owner, Huber Financial, LLC, a private entity est. to facilitate accounting and operation of securities business; As of 02/16/17; 1% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Pratt Wealth Management, LLC'; As of 09/05/12; 15% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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