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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
| TX | RA | APPROVED_RES | 2014-11-05 |
Branch Locations
401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 11/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | Present |
Business Ownership; SJM FM LLC; SHELL CO TO ACCEPT PAYROLL; SHELL CO LLC ESTABLISHED TO ACCEPT PAYROLL AND EXPENSES; 425 PARK AVENUE SOUTH, , NEW YORK, NY, 10016; Not Investment-Related; 04/01/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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