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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-11-14 |
Branch Locations
5353 S. 960 E Suite 235, Salt Lake City, UT 84117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | South Jordan | UT | 09/2015 | Present |
| Pruco Securities, Llc. | South Jordan | UT | 09/2015 | 11/2024 |
| Lpl Enterprise, Llc | Murray | UT | 11/2024 | Present |
1) 11/20/2024 - Unum Life Insurance of America - Non-Variable Insurance/Insurance Agency - Advisor for group insurance for the company - INV Related - At Provo, UT - Start Date 11/01/2021 - 0hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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