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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-29 |
| PA | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2012 | 10/2016 |
| Invest Financial Corp. | Tampa | FL | 10/2016 | 07/2017 |
| Invest Financial Corp | Tampa | FL | 08/2017 | 02/2018 |
| Grove Point Investments, Llc | Rockville | MD | 02/2018 | 06/2024 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 06/2024 |
| Gbs Retirement Services, Inc. | Rolling Meadows | IL | 07/2024 | Present |
| Gallagher Fiduciary Advisors, Llc | Rolling Meadows | IL | 07/2024 | Present |
1) SHORT-TERM RENTAL PROPERTY POSITION: Owner NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/08/2022 ADDRESS: 579 Tuckahoe Trail, Hedgesville WV 25427, United States DESCRIPTION: Assistance with bookings and guest inquiries. 2) Gallagher Fiduciary Advisors, LLC; Investment Advisory; 06/2024; 2850 Gold Road, Rolling Meadows, IL 60008; Compliance oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-10 |
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