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Christopher James Andrews

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-10
CA RA APPROVED 2009-10-23
CO RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-07-10
  • CA RA
    APPROVED
    Since 2009-10-23
  • CO RA
    APPROVED
    Since 2009-10-23

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Pasadena CA 03/1997 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 10/2009 Present
Previous Registrations
  • 2006-10-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-06
S63 Uniform Securities Agent State Law Examination 1997-05-27
  • S66 Uniform Combined State Law Examination
    2006-10-06
  • S63 Uniform Securities Agent State Law Examination
    1997-05-27

View on SEC IAPD

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