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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| MO | RA | APPROVED | 2022-10-25 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Raymore, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Shawnee Mission | KS | 11/2013 | 08/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2021 | 09/2022 |
| Lpl Financial Llc | Raymore | MO | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-18 |
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