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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Build Asset Management, Llc Jefferson City MO 01/2020 12/2021
Foreside Fund Services, Llc Kansas City MO 09/2021 12/2021
Lazard Asset Management Llc New York NY 12/2021 Present
Lazard Asset Management Securities Llc New York NY 12/2021 Present
American Century Investment Services Inc. Kansas City MO 05/1997 10/2019
American Century Services Corporation Kansas City MO 05/1997 10/2019
  • 01/2020 → 12/2021
    Build Asset Management, Llc
    Jefferson City, MO
  • 09/2021 → 12/2021
    Foreside Fund Services, Llc
    Kansas City, MO
  • 12/2021 → Present
    New York, NY
  • 12/2021 → Present
    Lazard Asset Management Securities Llc
    New York, NY
  • 05/1997 → 10/2019
    American Century Investment Services Inc.
    Kansas City, MO
  • 05/1997 → 10/2019
    American Century Services Corporation
    Kansas City, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 1997-10-24
  • S65 Uniform Investment Adviser Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-24
Other Names
  • Dave Murphy
  • David Michael Murphy

View on SEC IAPD

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