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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-06-10
  • NJ RA
    APPROVED
    Since 2011-06-10

Branch Locations

96 E Main St, Little Falls, NJ 07424 • United States

170 Kinnelon Suite 30A, Kinnelon, NJ 07405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Little Falls NJ 06/1994 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Worster & Associates Cpa'S Little Falls NJ 05/1998 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2011 Present
  • 06/1994 → Present
    Self Employed
    Little Falls, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/1998 → Present
    Worster & Associates Cpa'S
    Little Falls, NJ
  • 05/2011 → Present
    Schaumburg, IL
Other Businesses

1)PAUL ZIELINSKI,CPA; NOT INVESTMENT RELATED; ACOUNTING & TAX PRACTICE; OWNER-CPA; START DATE: 1/85; PREP OF FIN. STMTS; 40-80 HR WORK WEEK (DEP. ON SEASON); NO PARTNERS. 2)NAME OF OTHER BUSINESS: WORSTER & ASSOCIATES, CPA'S; INVESTMENT RELATED: NO; ADDRESS: 96 EAST MAIN ST, LITTLE FALLS, NJ 07424; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 05/1998; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TAX ACCOUNTING WORK CPA OFFICE, 96 EAST MAIN ST., LITTLE FALLS, NJ 07424, CERTIFIED PUBLIC ACCOUNTING OFFICE, BOOKKEEPING, COMPILATIONS AND TAX RETURNS., OWNER AND CPA, 40 PLUS HOURS PER WEEK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-09
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S65 Uniform Investment Adviser Law Examination
    2011-06-09
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21

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