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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-06-18 |
| TX | RA | APPROVED | 2009-06-18 |
Branch Locations
150 Clove Road, Little Falls, NJ 07424 • United States
Point Pleasant Beach, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Fairfield | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.Kos supply group LLC; Investment related Yes; Montville, NJ; Dog shampoo; Owner, Physical labor (proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-22 |
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