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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-18 |
Branch Locations
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
Cwm Retail, Sales 100 South First Street, Arcadia, CA 91006 • United States
Monrovia, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Chicago | IL | 06/2014 | 09/2016 |
| Citigroup | Chicago | IL | 09/2016 | 06/2017 |
| Compass Bank | Birmingham | AL | 06/2017 | 12/2018 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 06/2017 | 12/2018 |
| Bbva Securities Inc | Tucson | AZ | 06/2017 | 12/2018 |
| Bbva Wealth Solutions Inc. | Tucson | AZ | 06/2017 | 12/2018 |
| East West Bank | Cupertino | CA | 01/2019 | 03/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2019 | 03/2020 |
| Cetera Investment Advisers Llc | Cupertino | CA | 01/2019 | 03/2020 |
| Citigroup | Temple City | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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