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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-23
VA RA APPROVED 2021-10-13
NJ RA APPROVED 2017-07-24
TX RA APPROVED 2009-01-14
  • NY RA
    APPROVED
    Since 2023-06-23
  • VA RA
    APPROVED
    Since 2021-10-13
  • NJ RA
    APPROVED
    Since 2017-07-24
  • TX RA
    APPROVED
    Since 2009-01-14

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 01/2009 Present
Previous Registrations
Other Businesses

Mahoney Family Foundation / 100 Hilton Ave, No 501EGarden CityNew York11530 / Private Foundation / I am being named as a Successor Trustee, only to serve in the future in the event of a catasrophic clause such that no living members of the family are able to serve. / 3/1/2036

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    1999-12-29

View on SEC IAPD

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