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Annmarie Becci

Ubs Financial Services Inc.

Salt Lake City, UT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-13
UT RA APPROVED 2012-01-13
  • TX RA
    APPROVED
    Since 2012-01-13
  • UT RA
    APPROVED
    Since 2012-01-13

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 01/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-13
S65 Uniform Investment Adviser Law Examination 1999-11-28
S63 Uniform Securities Agent State Law Examination 1998-05-11
  • S66 Uniform Combined State Law Examination
    2007-06-13
  • S65 Uniform Investment Adviser Law Examination
    1999-11-28
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11
Other Names
  • Annmarie Becci

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Salt Lake City, UT

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