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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-17 |
Branch Locations
44 Old Ridgebury Rd 135 A 1St Fl, Danbury, CT 06810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Danbury | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 11/2016 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Danbury | CT | 10/2025 | Present |
CO-EXECUTOR FOR FATHER; INVESTMENT RELATED; DANBURY, CT; START DATE 9/2009; 15 MINUTES MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; NEW FAIRFIELD, CT; 100% OWNERSHIP; START 12/01/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; PROPERTY MANAGEMENT. OTIS & SCOUT LLC; INV RELATED; NEW FAIRFIELD, CT; FINET PRACTICE;100% OWNERSHIP; START DATE: 06/02/2025; 180 HRS PER MONTH; 180 HRS DURING TRADING;| ESTATE OF INGRID SCHNEIDER ; INV RELATED; DANBURY, CT; SISTER'S ESTATE; EXECUTOR; START DATE: 01/22/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-27 |
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