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Christopher Aurthor Vollmer

Rbc Capital Markets, LLC

New York, NY

Brooklyn, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2010-02-08
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc New York NY 03/2008 Present
City National Bank New York NY 10/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-25
S63 Uniform Securities Agent State Law Examination 1999-11-22
  • S65 Uniform Investment Adviser Law Examination
    2006-05-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-22

View on SEC IAPD

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