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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
350 7Th Avenue Suite 402, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2000 | Present |
| Granet Rappoport & Co Llp | New York | NY | 01/2016 | Present |
1) NAME OF OTHER BUSINESS: GRANET RAPPOPORT & CO LLP; INVESTMENT RELATED: NO; ADDRESS: 350 7TH AVE, NEW YORK, NY 10007; NATURE OF BUSINESS: CPA FIRM / TAX & ACCOUNTING; START DATE: 01/2016; POSITION/TITLE/RELATIONSHIP: OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CPA SERVICES; 2) NAME OF OTHER BUSINESS: CRITICAL RESPONSE GROUP INVESTMENT RELATED: NO, ADDRESS: 300 AMERICAN METRO BLVD, HAMILTON TOWNSHIP, NJ 08619, NATURE OF BUSINESS: PUBLIC SAFETY PROFESSIONALS & TECHNOLOGY, START DATE: 10/2017, POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER, INVESTOR, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NO WEEKLY ACTIVITIES, ADVISORY BOARD MEMBER;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-04 |
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