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Timothy Matthew Fitzgerald

LPl Financial LLC

West Des Moines, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Ia Society Of Financial Services Des Moines IA 07/2014 06/2017
Justin Rowe Farms Dallas Center IA 09/2015 07/2021
Fitzgerald Tax Services Llc Urbandale IA 01/2016 07/2021
Waddell & Reed Inc West Des Moines IA 03/2016 07/2021
Various Insurance Carriers For W & R Insurance Agencies Urbandale IA 03/2016 07/2021
Urbandale Chamber Of Commerce Urbandale IA 01/2017 05/2017
Urbandale Lions Club Urbandale IA 07/2017 07/2019
Ffs, Llc Urbandale IA 01/2019 07/2021
Wdf Llc West Des Moines IA 06/2019 07/2021
Urbandale Lions Club Urbandale IA 07/2019 07/2021
Dm Business First Bni Ankeny IA 10/2019 07/2021
Dm Business First Bni Ankeny IA 10/2019 09/2020
Urbandale Lions Club Urbandale IA 07/2020 07/2021
Lpl Financial Llc West Des Moines IA 07/2021 Present
  • 07/2014 → 06/2017
    Central Ia Society Of Financial Services
    Des Moines, IA
  • 09/2015 → 07/2021
    Justin Rowe Farms
    Dallas Center, IA
  • 01/2016 → 07/2021
    Fitzgerald Tax Services Llc
    Urbandale, IA
  • 03/2016 → 07/2021
    Waddell & Reed Inc
    West Des Moines, IA
  • 03/2016 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Urbandale, IA
  • 01/2017 → 05/2017
    Urbandale Chamber Of Commerce
    Urbandale, IA
  • 07/2017 → 07/2019
    Urbandale Lions Club
    Urbandale, IA
  • 01/2019 → 07/2021
    Ffs, Llc
    Urbandale, IA
  • 06/2019 → 07/2021
    Wdf Llc
    West Des Moines, IA
  • 07/2019 → 07/2021
    Urbandale Lions Club
    Urbandale, IA
  • 10/2019 → 07/2021
    Dm Business First Bni
    Ankeny, IA
  • 10/2019 → 09/2020
    Dm Business First Bni
    Ankeny, IA
  • 07/2020 → 07/2021
    Urbandale Lions Club
    Urbandale, IA
  • 07/2021 → Present
    West Des Moines, IA
Previous Registrations
  • 2016-06-01 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    Waukesha, WI
    Savage, MN
    West Des Moines, IA
  • 2008-06-19 → 2011-05-17
    Equitrust Investment Management Services, Inc.
    West Des Moines, IA
Other Businesses

1) 1/1/2019 - FFS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Relates / 0 HR / MO / 5% TIME SPENT PERCENT / 15805 Winston Ave, Urbandale , IA, 50323 2) 01/01/2016 - Fitzgerald Tax Services, LLC / Tax Prep/Accounting/CPA / Not Investment Relates / 0 HR / MO / 25% TIME SPENT PERCENT / 15805 Winston Ave, Urbandale , IA, 50323 3) 06/20/2019 - WDF LLC / Real Estate Rental / 3636 Westown Parkway Suite 203, West Des Moines , IA, , 50266 / Investment Relates / 3 HR / MO / 3636 Westown Parkway Suite 203, West Des Moines , IA, 50266 4) 3/2016 - TIMOTHY FITZGERALD / Non-Variable Insurance / Investment Relates / 0HR / MO / URBANDALEIowa 5) 06/15/2022 - Mainstreet Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance agent - Start Date - 06/15/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. 6) 08/22/2022 - Community Educators LLC - Not Investment Related - At Reported Business Location(s) - Other - Continuing Education Instructor - Instructor - Start Date - 01/01/2023 - 4 Hours Per Month/2 Hours During Securities Trading. 7) 12/31/2024- DBA for LPL Business (entity for LPL business)- Harvest Point Wealth Management- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
S63 Uniform Securities Agent State Law Examination 2000-01-19
  • S66 Uniform Combined State Law Examination
    2016-06-01
  • S63 Uniform Securities Agent State Law Examination
    2000-01-19
Designations
Other Names
  • Tim Fitzgerald

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