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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Ia Society Of Financial Services | Des Moines | IA | 07/2014 | 06/2017 |
| Justin Rowe Farms | Dallas Center | IA | 09/2015 | 07/2021 |
| Fitzgerald Tax Services Llc | Urbandale | IA | 01/2016 | 07/2021 |
| Waddell & Reed Inc | West Des Moines | IA | 03/2016 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Urbandale | IA | 03/2016 | 07/2021 |
| Urbandale Chamber Of Commerce | Urbandale | IA | 01/2017 | 05/2017 |
| Urbandale Lions Club | Urbandale | IA | 07/2017 | 07/2019 |
| Ffs, Llc | Urbandale | IA | 01/2019 | 07/2021 |
| Wdf Llc | West Des Moines | IA | 06/2019 | 07/2021 |
| Urbandale Lions Club | Urbandale | IA | 07/2019 | 07/2021 |
| Dm Business First Bni | Ankeny | IA | 10/2019 | 07/2021 |
| Dm Business First Bni | Ankeny | IA | 10/2019 | 09/2020 |
| Urbandale Lions Club | Urbandale | IA | 07/2020 | 07/2021 |
| Lpl Financial Llc | West Des Moines | IA | 07/2021 | Present |
1) 1/1/2019 - FFS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Relates / 0 HR / MO / 5% TIME SPENT PERCENT / 15805 Winston Ave, Urbandale , IA, 50323 2) 01/01/2016 - Fitzgerald Tax Services, LLC / Tax Prep/Accounting/CPA / Not Investment Relates / 0 HR / MO / 25% TIME SPENT PERCENT / 15805 Winston Ave, Urbandale , IA, 50323 3) 06/20/2019 - WDF LLC / Real Estate Rental / 3636 Westown Parkway Suite 203, West Des Moines , IA, , 50266 / Investment Relates / 3 HR / MO / 3636 Westown Parkway Suite 203, West Des Moines , IA, 50266 4) 3/2016 - TIMOTHY FITZGERALD / Non-Variable Insurance / Investment Relates / 0HR / MO / URBANDALEIowa 5) 06/15/2022 - Mainstreet Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance agent - Start Date - 06/15/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. 6) 08/22/2022 - Community Educators LLC - Not Investment Related - At Reported Business Location(s) - Other - Continuing Education Instructor - Instructor - Start Date - 01/01/2023 - 4 Hours Per Month/2 Hours During Securities Trading. 7) 12/31/2024- DBA for LPL Business (entity for LPL business)- Harvest Point Wealth Management- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-19 |
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