Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-12 |
| TX | RA | APPROVED | 2024-08-07 |
Branch Locations
5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-06 |
| FL | RA | APPROVED | 2021-03-17 |
Branch Locations
5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
Lighthouse Point, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Fort Lauderdale | FL | 06/2009 | 03/2021 |
| Rockefeller Financial Llc | Boca Raton | FL | 03/2021 | Present |
| Rockefeller Capital Management | Boca Raton | FL | 08/2024 | Present |
1. Independent Contractor; BOCA RATON, FL; Not Investment related; vintage items on eBay; Owner; 04/2016; During business hours: 0; After business hours: 0 2. Rental Property; Investment related; Garnderville, NV; Rental; Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-07 |
Reach out to this advisor