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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1997-07-31 |
Branch Locations
945 Main St Ste 305, Manchester, CT 06040 • United States
West Hartford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Manchester | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Manchester | CT | 03/2020 | Present |
Business Ownership; M.C.M. Group LLC; Member of the LLC that allows me the opportunity to sit on a condo board that the LLC owns (if elected); Real Estate Holding LLC; 945 Main St, Suite 305, Manchester, CT, 06040; Not Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours / M. Ellis & Co LLC; President. Record keeping and payroll; Staffing for my practice; 945 Main St, Suite 305, Manchester, CT, 06040; Investment-Related; 12/16/2019; 40 to 59 hours per month; 10 to 19 during trading hours / Momentum Martial Arts LLC; Co-owner; Martial Arts Studio; 2610 N Chruch St , Number 380836, Wilmington, DE, 19802; Not Investment-Related; 07/10/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Sunny Reach Property Owners Association; Board member; Sunny Reach Dr, , West Hartford, CT, 6117; Not Investment-Related; 10/03/2022; 1 to 9 hours per month; 0 during trading hours / One Heritage Place Condo Assoc Board of Directors; President; 945 Main St, , Manchester, CT, 6040; Not Investment-Related; 04/15/2025; 1 to 9 hours per month; 0 during trading hours / SCFH Members Support Collective, Inc; Member; 78 Batson Dr, , Manchester, CT, 06042; Not Investment-Related; 02/02/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-10 |
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