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Timothy Andrew Sargent

Sterling Capital Management LLC

Raleigh, NC

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Current Employers
Sterling Capital Management Llc

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-01-19
  • NC RA
    APPROVED
    Since 2012-01-19

Branch Locations

434 Fayetteville Street Suite 500, Raleigh, NC 27601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Capital Management Llc Raleigh NC 02/2005 Present
Sterling Capital Distributors, Inc. Raleigh NC 04/2007 Present
Previous Registrations
  • 2005-01-15 → 2010-10-28
    Bb&T Asset Management, Inc.
    Raleigh, NC
  • 2003-01-13 → 2004-05-17
    Nationwide Investment Services Corporation
    Dublin, OH
Other Businesses

STERLING CAPITAL MANAGEMENT, LLC; Investment Related; Registered Investment Advisor; Raleigh, NC; 01/2011; Client Development/Services ; Meet with financial advisors and educate them on Sterling Capital's investment offerings 160 Hrs/MO All During Security Trading Hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-30
S65 Uniform Investment Adviser Law Examination 1997-06-13
  • S63 Uniform Securities Agent State Law Examination
    1997-06-30
  • S65 Uniform Investment Adviser Law Examination
    1997-06-13
Other Names
  • Timothy A Sargent

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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