Steve C Vujevich

Current Employers

Employment History

• 08/2004 → 06/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH
• 06/2011 → 06/2020
  Bank Of America Na
  Columbus, OH
• 06/2020 → 06/2021
  Keebeck Wealth Management Llc
  Columbus, OH
• 06/2021 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2020-06-17 → 2021-07-02
  Keebeck Wealth Management
  Chicago, IL
  Columbus, OH
• 2004-08-27 → 2020-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH
  Columbus, OH
• 2002-04-08 → 2003-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus , OH

Other Businesses

(1) LINCOLN VII LLC FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT INVESTMENT RELATED: (YES OR NO) YES ADDRESS OF BUSINESS: BEXLEY, OH 43209 NATURE OF BUSINESS: RENTAL/INVESTMENT PROPERTY YOUR POSITION, TITLE, ASSOCIATION: SOLE OWNER START DATE OF RELATIONSHIP: 5-11 NUMBER OF HOURS DEVOTED PER MONTH: MAYBE 2 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE YOUR DUTIES: I TALK WITH THE MANAGEMENT COMPANY ABOUT ISSUES AND MAKE DECISIONS REGARDING THE PROPERTY (2) NORWHICH APTS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLUMBUS, OHIO 43209 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2014 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REALESTATE APARTMENT RENTAL (3) TBMTMM, LLC: FOR PROFIT, INVESTMENT RELATED, LOCATED IN BEXLEY, OH. SOLE OWNER OF THIS RENTAL/INVESTMENT PROPERTY; I TALK TO THE MANAGEMENT COMPANY THAT OVERSEES THE PROPERTY AND DISCUSS ANY ISSUES / DECISIONS REGARDING THE PROPERTY. THIS OUTSIDE BUSINESS ACTIVITY STARTED IN 9/2020; DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY AND NO HOURS DURING TRADING HOURS. (4) POWER PLANT LLC: NON-INVESTMANT RELATED, LOCATED AT 577 WEST NATIONWIDE BLVD., COLUMBUS, OH 43215; THE LLC IS A PARTIAL INTEREST IN THE BUILDING WHERE THE ADVOCUS (DBA) PRACTICE WILL RESIDE. MR. VUJEVICH IS MEMBER WITH AN ESTIMATED START DATE OF 3RD QARTER, 2022; NO DUTIES RELATED TO THIS OUTSIDE ACTIVITY, NO COMPENSATION, A PERSONAL FINANCIAL INVESTMENT WAS MADE. 0 HOURS/MTH; 0 HOURS/MTH DURING SECURITIES TRADING. ADVOCUS BUISNESS WILL BE LOCATED IN THIS BUILDING. (5) Fieldpoint Private Bank & Trust, located at 100 Field Point Road, Greenwich, CT 06830. Refers clients to the bank and receives a referral fee for bank loans, asset backed security loans, mortgages and other type of loans. No position held within the bank, this is just referral business to help Summit clients with services they provide; started June 1, 2022; if there is a fit for a banking service for a client. 0 hours per month; 0 hours during securities trading. (6) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Vujevich Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (7) Synchronicity 22, LLC; Investment related; Owner/ Sole member; A new single member LLC; a pass through LLC to hold passive investments; Address: 26 Sessions Drive, Columbus, OH 43209; Passive duties; Start: 10/22/2015; 1/2 hours devoted to this business a month; no hours during securities trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-10-22

Other Names

• Steve Clarence Vujevich