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Russel Lee Betts

Equitable Advisors, LLC

North Little Rock, AR

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-12
AR RA APPROVED 2012-04-17
  • TX RA
    APPROVED_RES
    Since 2021-06-12
  • AR RA
    APPROVED
    Since 2012-04-17

Branch Locations

1 Riverfront Place Suite 630, North Little Rock, AR 72114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army National Guard Searcy AR 09/1985 Present
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
  • 09/1985 → Present
    United States Army National Guard
    Searcy, AR
  • 09/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/1999 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. Betts Financial Services, LLC; office expenses and tax purposes. 2. VARIOUS OUTSIDE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-11
S63 Uniform Securities Agent State Law Examination 1997-05-13
  • S65 Uniform Investment Adviser Law Examination
    2012-04-11
  • S63 Uniform Securities Agent State Law Examination
    1997-05-13

View on SEC IAPD

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Other Investors

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JOYCE MICHELE COOL
DARYL T SEATON
JASON ALLAN STROEDE
David Neil Newsom
David Steven Swan
Bergen R Palmer
LESLIE FERRONE

Other Offices

SOWELL MANAGEMENT · NORTH LITTLE ROCK, AR
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NORTH LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR
LUKAS TOTAL WEALTH · NORTH LITTLE ROCK, AR
EDWARD JONES · Little Rock, AR
LEGACY CAPITAL WEALTH PARTNERS, LLC · LITTLE ROCK, AR
MAI CAPITAL MANAGEMENT, LLC · Little Rock, AR
PFS INVESTMENTS INC. · LITTLE ROCK, AR

More in North Little Rock, AR

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