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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-17
  • NY RA
    APPROVED
    Since 2023-04-17

Branch Locations

122 East 42Nd Street, New York, NY 10168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 08/2016 06/2017
Hsbc Securities (Usa) Inc. Brooklyn NY 06/2017 08/2021
Hsbc Bank Usa, N.A. Brooklyn NY 06/2017 08/2021
Santander Bank, Na Boston MA 08/2021 04/2023
Santander Securities, Llc Dorchester MA 08/2021 04/2023
Infinex Investments, Inc Meriden CT 04/2023 Present
Apple Bank New York NY 04/2023 Present
  • 08/2016 → 06/2017
    New York, NY
  • 06/2017 → 08/2021
    Brooklyn, NY
  • 06/2017 → 08/2021
    Hsbc Bank Usa, N.A.
    Brooklyn, NY
  • 08/2021 → 04/2023
    Santander Bank, Na
    Boston, MA
  • 08/2021 → 04/2023
    Dorchester, MA
  • 04/2023 → Present
    Infinex Investments, Inc
    Meriden, CT
  • 04/2023 → Present
    Apple Bank
    New York, NY
Previous Registrations
  • 2021-08-25 → 2023-04-05
    Conshohocken, PA
    Scotch Plains, NJ
    Villanova, PA
    Cherry Hill, NJ
  • 2017-08-10 → 2021-08-16
    Brooklyn, NY
    New York, NY
    Brooklyn, NY
    Mount Vernon, NY
    Yonkers, NY
    Mamaroneck, NY
    New Rochelle, NY
    Pelham, NY
    Scarsdale, NY
    Yonkers, NY
    White Plains, NY
    Darien, CT
    Greenburgh, NY
    Rye, NY
    Bronxville, NY
    White Plains, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Eastchester, NY
    New Rochelle, NY
    Westport, CT
    Stamford, CT
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-10
S63 Uniform Securities Agent State Law Examination 1997-08-18
  • S66 Uniform Combined State Law Examination
    2017-08-10
  • S63 Uniform Securities Agent State Law Examination
    1997-08-18

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