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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-29 |
| TX | RA | APPROVED | 2021-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Napa | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Napa | CA | 11/2016 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Napa | CA | 01/2021 | Present |
FAZERRATI'S PIZZA RESTAURANT; NOT INV RELATED; NAPA, CA; PIZZA RESTAURANT; OWNER / MANAGER; START 9/2010; 60 HRS MONTH AND 0 HRS DURING TARDING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-04 |
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