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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Amherst NY 06/2004 01/2020
Axa Advisors, Llc New York NY 04/2020 06/2020
Unemployed Buffalo NY 02/2020 03/2020
Equitable Advisors, Llc New York NY 04/2020 Present
  • 06/2004 → 01/2020
    Key Bank
    Amherst, NY
  • 04/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → 03/2020
    Unemployed
    Buffalo, NY
  • 04/2020 → Present
    New York, NY
Other Businesses

1. Board member/officer/director GASC--Glenwood Acres Ski Club, 10296 State Road Glenwood, NY 14069, Start date 12/01/2022, 2 hours/month. 2) Rental Property - Co-Owner Spouse - Williamsville, NY - 12/2025 - 10hrs/mth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
S63 Uniform Securities Agent State Law Examination 1997-06-24
  • S66 Uniform Combined State Law Examination
    2018-06-22
  • S63 Uniform Securities Agent State Law Examination
    1997-06-24
Other Names
  • Joan M Schalk Darch
  • Joan Schalk Darch

View on SEC IAPD

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