Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-01-30
  • TX RA
    APPROVED
    Since 2006-01-30

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Celina, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Mutual Life Addison TX 02/1997 Present
Princor Financial Services Corporation Addison TX 04/1997 Present
  • 02/1997 → Present
    Principal Mutual Life
    Addison, TX
  • 04/1997 → Present
    Princor Financial Services Corporation
    Addison, TX
Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 5080 Spectrum Drive Suite 1210E, Addison TX 75001-4636, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 1997-07-22
  • S66 Uniform Combined State Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-07-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor