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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-22
FL RA APPROVED 2006-03-02
  • TX RA
    APPROVED_RES
    Since 2021-07-22
  • FL RA
    APPROVED
    Since 2006-03-02

Branch Locations

2846 Remington Green Cir Ste A, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Tallahassee FL 01/2006 Present
Cureton Thompson Llc Tallahassee FL 01/2006 Present
  • 01/2006 → Present
    Raymond James & Associates
    Tallahassee, FL
  • 01/2006 → Present
    Cureton Thompson Llc
    Tallahassee, FL
Previous Registrations
Other Businesses

(1)01/2006 MERIDIAN OIL AND GAS - PASSIVE INVESTOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 1997-10-09
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09
Other Names
  • Brett A Thompson

View on SEC IAPD

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