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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-11-06 |
| TX | RA | APPROVED_RES | 2020-11-06 |
Branch Locations
4449 Easton Way Suite 120, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 03/1999 | 11/2020 |
| Stifel Nicolaus & Co Inc | Columbus | OH | 11/2020 | Present |
1. Mary Kay Cosmetics Inc.; PO Box 799045, Dallas, TX 75379; Sale of skin care and cosmetics; Independent beauty consultant; 09/10/2001; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-13 |
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