Roger Alan Huse

Current Employers

Employment History

• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Columbia, SC
• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Columbia, SC

Previous Registrations

• 2012-01-04 → 2015-07-07
  Intl Advisory Consultants Inc.
  Columbia, SC
• 2005-04-04 → 2011-12-12
  Anderson & Strudwick, Incorporated
  Columbia, SC
  Mount Pleasant, SC
  Charlotte, NC
  Charlotte, NC
  Columbia, SC
  Charlotte, NC
• 2004-10-04 → 2005-04-04
  A&S Capital Advisors, Inc.
  Richmond, VA
• 2002-06-20 → 2004-10-07
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2002-04-24 → 2002-06-20
  Wachovia Securities, Inc.
  Charlotte, NC

Other Businesses

1. NOTARY OF PUBLIC RICHLAND COUNTY SC; 212 RUNNEYMEDE DR BLYTHEWOOD SC 29016; NOTARY; AFFILIATION STARTED 01/31/2008; 1 HOUR PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. Roger Huse Tree Farm; 962 Fincher Road Fort Lawn SC 29714; Pine Tree Farm; Owner; Oversees the Farm; affiliation started 09/01/2013; 1 hour per month; not during securities trading hours; not investment related. 3. LJ CAPITAL; 212 RUNNEYMEDE DR BLYTHEWOOD SC 29016; PERSONAL LLC ASSET PROTECTION INVESTMENT ACCOUNT; OWNER; MANAGES THE INVESTMENTS; AFFILIATION STARTED 05/21/2010; 4 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 4. T & W Machine Inc, Sure Grip Gun & Bow Racks; 703 Hedgemont Ave Fayetteville, TN 37334; Rack systems for ATV's, 4 wheelers and golf carts primarily used in sporting clays and FITASC sporting competitions nationwide; Outside Sales - Dealer- Franchisee; Sell the companies products at sporting events and handle some online orders; 03/24/2025; 10 hrs/month; Not during securities trading hours; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-16
• S63 Uniform Securities Agent State Law Examination
  1997-05-29

Other Names

• Roger A Huse