Ann Chung

Current Employers

Employment History

• 05/2013 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Arcadia, CA
• 01/2018 → 06/2018
  Unemployed
  Pasadena, CA
• 06/2018 → Present
  Pasadena Private Wealth, Llc
  Pasadena, CA
• 02/2019 → 05/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 05/2020 → Present
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 01/2025 → Present
  Gt Securities, Inc.
  Los Angeles, CA

Previous Registrations

• 2013-06-14 → 2018-01-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA
• 2010-01-04 → 2011-10-07
  U.S. Bancorp Investments, Inc.
  Dana Point, CA
  Laguna Niguel, CA
  Laguna Niguel, CA
  Dana Point, CA
  Laguna Beach, CA
  Rancho Santa Margarita, CA
  Aliso Viejo, CA
  Anaheim Hills, CA
  Laguna Beach, CA
• 2009-05-02 → 2009-12-03
  Chase Investment Services Corp.
  Los Angeles, CA
  Montebello, CA
  Los Angeles, CA
  Alhambra, CA
  Los Angeles, CA
  San Clemente, CA
  San Clemente, CA
• 2006-08-24 → 2009-05-02
  Wamu Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Alhambra, CA
  Pasadena, CA
  Montebello, CA

Other Businesses

1) Pasadena Private Wealth, LLC. Activity is business related. The Address is 2 North Lake Ave, Suite 520 Pasadena CA, 91101. This is an RIA. Senior client associate. Started 06/2018. 160 Hrs/Mo Devoted during Trading. Open brokerage accounts, processes account transfer, wire transfers and other client service requests.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-23
• S63 Uniform Securities Agent State Law Examination
  1997-05-22

Other Names

• Ann Nga Damthai
• Ann Nga Dam
• Ann N Dam
• Ann Thai
• Ann Thai
• Ann Nga Dam