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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-09-14
  • VA RA
    APPROVED
    Since 2018-09-14

Branch Locations

305 Lucy Drive, Harrisonburg, VA 22801 • United States

Staunton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F & M Financial/Stern & Heatwole Financial Group Harrisonburg VA 09/1996 09/2018
Lpl Financial, Llc Harrisonburg VA 11/2010 09/2018
Stratos Wealth Partners Harrisonburg VA 02/2013 09/2018
Commonwealth Financial Network Waltham MA 09/2018 Present
Stern & Heatwole Financial Group, Pc Harrisonburg VA 09/2018 Present
  • 09/1996 → 09/2018
    F & M Financial/Stern & Heatwole Financial Group
    Harrisonburg, VA
  • 11/2010 → 09/2018
    Harrisonburg, VA
  • 02/2013 → 09/2018
    Stratos Wealth Partners
    Harrisonburg, VA
  • 09/2018 → Present
    Waltham, MA
  • 09/2018 → Present
    Stern & Heatwole Financial Group, Pc
    Harrisonburg, VA
Previous Registrations
  • 2013-02-01 → 2018-09-14
    Harrisonburg, VA
  • 2010-11-02 → 2013-01-31
    Fort Mill, SC
    Harrisonburg, VA
  • 2008-09-15 → 2010-11-02
    Uvest Financial Services Group, Inc.
    Harrisonburg, VA
    Harrisonburg, VA
Other Businesses

1. President and Co-Owner, Stern & Heatwole Financial Group PC, a private entity established to facilitate securities, advisory, and insurance business; As of 09/04/2018; 99% of time spent during business hours; Conducted at branch location; Investment related. 2. Managing Member and Part Owner, Stern and Heatwole, LLC, a private entity created for the purpose of owning and managing a commercial office property located at 305 Lucy Drive, Harrisonburg, VA 22801; As of 09/04/2018; 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Fixed insurance sales, as of 09/04/2018; less than 1% of time spent during business hours; Conducted at branch location; Investment related. 4. Corporate Strategic Planner, Cloverleaf Shopping Center, business consulting; Located in Harrisonburg, VA 22801; as of 1/01/2024; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-12
S63 Uniform Securities Agent State Law Examination 1999-10-25
  • S65 Uniform Investment Adviser Law Examination
    2008-09-12
  • S63 Uniform Securities Agent State Law Examination
    1999-10-25
Other Names
  • Christine Elaine Worontzoff

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