Peter Pin Chen

Current Employers

Employment History

• 06/2011 → Present
  Stonemark Wealth Management Fka Wespac Advisors Socal Llc
  Pasadena, CA
• 04/2014 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2009-09-23 → 2012-01-11
  Wespac Advisors, Llc
  Pasadena, CA
• 2008-12-10 → 2009-07-07
  Hilltop Securities Inc.
  Sherman Oaks, CA
• 2004-07-27 → 2009-07-06
  Tower Asset Management Llc
  Beverly Hills, CA
• 2004-07-27 → 2009-04-07
  M.L. Stern & Co., Llc.
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1) STONEMARK WEALTH MANAGEMENT FKA WESPAC ADVISORS SOCAL LLC ; 225 S Lake Avenue, Suite 1170, Pasadena, CA 91101; Registered Investment Advisor/Managing Member; Start 06/2011; 40 hours/week; 40 hours per/week during trading hours; Investment Advisory- l, RA BSM, Managing Principal. 2)The Leaders Group Inc. ,26 W Dry Creek Circle, Littleton, CO 80120; Broker/Dealer. Registered Representative, Start: 04/2014; Approximately 5 hours/month; 5 hours/month during trading hours; brokerage business. 3) WSPC Insurance Services, LLC: 25 S Lake Avenue, Suite 1170, Pasadena, CA 91101; Licensed Insurance Agent; Start 06/2011; Affiliated Insurance Brokerage Firm; Investment Related; type of insurance you sell

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-15
• S63 Uniform Securities Agent State Law Examination
  1997-09-26