Raymond M Stacy

Current Employers

Employment History

• 11/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Mitchell, KY
• 02/2012 → Present
  Bank Of America, N.A.
  Fort Mitchell, KY

Previous Registrations

• 2009-06-01 → 2011-11-09
  Morgan Stanley
  Cincinnati, OH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Cincinnati, OH
• 2001-03-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

I*75017FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MCCORMACK IRREVOCABLE TRUSTINVESTMENT RELATED: YADDRESS OF BUSINESS:MANTOLOKING, NEW JERSEY 8738NATURE OF BUSINESS: OTHER,IRREVOCABLE LIFE INSURNACE TRUSTPOSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 5/1/2000NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: I ACT AS A CO TRUSTEE ON MY ANUNT AND UNCLES IRREVOCABLE LIFE INSURNACE TRUSTI*49180FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TEACHING AT THOMAS MORE COLLEGEINVESTMENT RELATED: NADDRESS OF BUSINESS:CRESTVIEW HILLS, KENTUCKY 41017NATURE OF BUSINESS: OTHER,PUBLIC INSTITUTION OF HIGHER LEARNINGPOSITION, TITLE, ASSOCIATION: OTHER, TEACHERSTART DATE OF RELATIONSHIP: 2/7/2012NUMBER OF HOURS DEVOTED: 16 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TEACHING FINANCIAL PLANNING AT LOCAL COLLEGEI*1333251For profit or not for profit: Entity For ProfitName of outside business organization: SBG CHICKADEES LLCInvestment related: YAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 6/5/2023Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Family LLC to use for future investments and estate planning. I will be selecting and monitoring outside money managers to invest these funds.I*2744261, Entity Type: , Name of OBA: I S, Address: Fort Mitchell, Kentucky, 41011, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/15/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:I*3016277Entity Type: N/AName of OBA: DCCH Center for Children and FamiliesAddress:Fort Mitchell KentuckyInvestment Related:NoPosition, Title, Association:N/AStart Date:10/15/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:Support children and families that have been physically and mentally abused. They provide a safe place for abused and neglected children to live and heal.Board member - consult on needs and direction of the organization. I*3189274 Entity Type: N/A Name of OBA: S R S Address: Fort Mitchell, Kentucky, 41011 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/20/2025 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Child/Grandchild

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-19
• S65 Uniform Investment Adviser Law Examination
  1997-06-11

Other Names

• Raymond Mike
• Raymond Michael Stacy
• R Michael Stacy