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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-06
  • NC RA
    APPROVED
    Since 2026-05-06

Branch Locations

3105 Glenwood Ave, Ste 201, Raleigh, NC 27612 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-10-01
  • VA RA
    APPROVED
    Since 2020-10-01

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Virginia Beach VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Virginia Beach VA 11/2016 01/2020
Wells Fargo Clearing Services, Llc Raleigh NC 09/2020 Present
Wells Fargo Clearing Services Virginia Beach VA 01/2020 09/2020
Wells Fargo Advisors Financial Network Raleigh NC 05/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Virginia Beach, VA
  • 11/2016 → 01/2020
    Virginia Beach, VA
  • 09/2020 → Present
    Raleigh, NC
  • 01/2020 → 09/2020
    Wells Fargo Clearing Services
    Virginia Beach, VA
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Raleigh, NC
Previous Registrations
Other Businesses

RODAN + FIELDS, NOT INV RELATED, VIRGINIA BEACH, VA, INDEPENDENT CONSULTANT, START 6/1/2017, 15 HOURS PER MONTH, ZERO DURING TRADING, SKIN CARE PRODUCT SALES. ETSY, NOT INV RELATED, VIRGINIA BEACH, VA, INDEPENDENT CONSULTANT, START 7/1/20, 10 HOURS PER MONTH, ZERO DURING TRADING, CRAFTING SALES CRACKER BARRELL, NOT INV REALTED, MORRISVILLE, NC, SERVER, START 5/18/24, 32 HRS PER MONTH, 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR BROTHER; INV RELATED; RICHMOND, VA; POA; 06/2025; 3 HOURS PER MONTH; 0 DURING TRADING; HANDLE ESTATE OF BROTHER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
  • S66 Uniform Combined State Law Examination
    2002-12-19
Other Names
  • Jennifer Lee Pettengill

View on SEC IAPD

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