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Scott C. Holzer

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

147 E 86Th Street, New York, NY 10028 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 05/2010 Present
Previous Registrations
  • 2010-06-29 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
  • 2007-02-09 → 2008-07-09
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2007-02-09 → 2008-07-09
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2004-06-17 → 2006-12-04
    Td Ameritrade, Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-16
S63 Uniform Securities Agent State Law Examination 1997-07-29
  • S65 Uniform Investment Adviser Law Examination
    2002-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
Other Names
  • Scott Craig Holzer

View on SEC IAPD

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