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Michelle Rene Moore

Raymond James & Associates, Inc.

Pasadena, CA

Downey, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-16
CA RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2016-11-30

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Downey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Usd Los Angeles CA 09/1998 Present
Raymond James & Associates, Inc. Pasadena CA 05/2013 Present
Los Angeles School District Los Angeles CA 08/2013 Present
  • 09/1998 → Present
    La Usd
    Los Angeles, CA
  • 05/2013 → Present
    Raymond James & Associates, Inc.
    Pasadena, CA
  • 08/2013 → Present
    Los Angeles School District
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-29
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S65 Uniform Investment Adviser Law Examination
    2016-11-29
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29
Other Names
  • Michelle Rene Moore-Peniche

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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