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Alexander Quinton Graham

Osaic Wealth, Inc.

Fort Lauderdale, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01

Branch Locations

5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Fort Lauderdale FL 03/2016 11/2019
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 11/2019
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 11/2019
Sagepoint Financial, Inc. Fort Lauderdale FL 11/2019 Present
Osaic Wealth, Inc. Fort Lauderdale FL 09/2023 Present
  • 03/2016 → 11/2019
    Metlife Securities Inc
    Fort Lauderdale, FL
  • 07/2016 → 11/2019
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 11/2019
    Fort Lauderdale, FL
  • 11/2019 → Present
    Sagepoint Financial, Inc.
    Fort Lauderdale, FL
  • 09/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2019-11-26 → 2023-09-01
    Osaic Services, Inc.
    Fort Lauderdale, FL
  • 2017-03-25 → 2019-11-22
    Fort Lauderdale, FL
  • 2016-03-08 → 2017-03-25
    Msi Financial Services, Inc.
    Fort Lauderdale, FL
  • 2009-11-02 → 2016-03-08
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2009-10-05 → 2009-10-14
    Ft. Lauderdale, FL
  • 2003-07-10 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Ft. Lauderdale, FL
    Ft. Lauderdale, FL
  • 1997-06-17 → 2003-01-15
    Plantation, FL
Other Businesses

1. CREATIVE FINANCIAL NETWORK POSITION: Insurance Rep NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/19/2019 ADDRESS: 5310 NW 33rd Avenue, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Recommend and sell Insurance products concurrent with client needs 2. PLANTATION SEVENTH-DAY ADVENTIST CHURCH POSITION: Board Member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 400 NW 118th Avenue, Plantation FL 33325, United States DESCRIPTION: Attend monthly board meetings, serve the congregants

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-10
S63 Uniform Securities Agent State Law Examination 1997-05-21
  • S65 Uniform Investment Adviser Law Examination
    1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-05-21
Other Names
  • Alex Graham
  • Alexander Quinton Graham
  • Alexander Quinton Graham

View on SEC IAPD

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