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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2010-09-17 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
Brooklyn, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | Present |
1.SIT ON BOARD OF ISRAEL INDEPENDENCE FUND. MEET EVERY 2 MONTHS FOR 2 TO 3 HOURS DURING NON-TRADING HOURS. 2.BRICKELL LUXURY LLC IS AN ENTITY THAT HOLDS A CONDOMINIUM IN MIAMI,FL THAT I RENT OUT. THE OTHER LLC MEMBER IS MY WIFE MARIANNA LANZMAN. THIS ENTITY HAS NOTHING TO DO WITH STOCK MARKET INVESTMENTS. I DEVOTE A MAXIMUM OF 1 HOUR A MONTH TO THIS PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-27 |
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